JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com
J.P. Morgan's Compliance Department is seeking a highly motivated individual to serve as a Compliance Officer for its North America Corporate and Investment Bank (CIB) Operations Compliance team. In this role, you will provide compliance guidance to and oversight of the Operations teams (back-and-middle-office) that provide horizontal support across the CIB, including both Securities and Banking businesses. You will also work closely with other lines of businesses and functional groups on matters related to operations support. In addition, you will partner with other Compliance and Legal teams on assessing and measuring compliance and related risks, training and monitoring of processes. The successful candidate will possess knowledge of regulatory requirements relating to investment bank Operations, including but not limited to specific requirements for broker-dealers, and have experience working in or supporting investment bank, bank and broker-dealer operations.
Specific focus areas will include Broker-Dealer Clearance and Settlement, Financial Operations including Financial Responsibility Regulations and Regulatory Reporting; and in partnership with Technology Compliance colleagues, Emerging Technology/FINTECH used or proposed to be used by Operations (blockchain, robotics, Cloud, etc.).
Other qualifications required:
**Any candidate not meeting all the qualifications can be considered for a Sr Compliance Officer, Associate.
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