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CIB Oversigh & Control - Investor Services Sales - Business Control Officer - Associate

Req #: 170118392
Location: London, ENG, UK
Job Category: Operations
Potential Referral Amount: 3500 Pound Sterling (GBP)


The Investor Services Sales Business Control Office (BCO) supports Investor Services Sales Line of Business (IS Sales) globally.  It is part of a wider Markets BCO team within JPMorgan’s Corporate & Investment Bank.  It acts as the First Line of Defence and is situated with, but is also independent from, IS Sales.   It is the single point of escalation for all IS Sales risk, control, and regulatory issues and partners with Legal, Compliance, Product Control, Risk, Technology, Operations and Audit functions aligned to IS Sales.
The BCO is responsible for:
  • Setting standards and providing the tools and infrastructure to mitigate the risks in  IS Sales
  • Ensuring appropriate mechanisms and governance exist to identify, quantify and manage the risks in IS Sales
  • Coordinating monthly governance committees that provide opportunity for all relevant functions to provide updates to IS Sales Senior Management.
  • Continuous process improvement to ensure that controls remain appropriate
  • Front Office supervision management 
  • Control and regulatory governance management
  • RCSA, risk event governance, control deep dives
  • Management/processing or Operational Risk Events, Data Breaches, Client Accommodations for LOB
  • Cross Border supervision management

The Role requires you to establish strong relationships with IS Sales and Functional partners, a deep understanding of the business, its control challenges, its architecture and products.  The candidate should be interested in working in a fast-paced and dynamic environment, participating in key initiatives and becoming involved in a diverse set of issues that will have a direct impact on the organization

  • Understanding of both JPMorgan’s controls framework and Investor Services is highly desirable
  • Highly motivated, energetic self-starter who takes ownership
  • Good organizational skills - manages & prioritizes multiple tasks across different time horizons/deadlines
  • Investigative mindset, able to see issues at both a high-level and in detail
  • Understanding of controls and how to apply them to different processes and businesses
  • Strong analytical, problem solving & process re-engineering ability
  • Strong team player with excellent partnering and influencing aptitude
  • Excellent verbal and written communication skills
About J.P. Morgan Corporate & Investment Bank
J.P. Morgan’s Corporate & Investment Bank (CIB) is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
About J.P. Morgan Chase & Co.
J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. A component of the Dow Jones Industrial Average, J.P. Morgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about J.P. Morgan Chase & Co. is available at
JPMorgan offers an exceptional benefits program and a highly competitive compensation package.
JPMorgan is an Equal Opportunity Employer.
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