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Corporate & Investment Bank- EMEA Compliance - CFS UK Compliance Manager – Investor Services Liquidity Products / Custody - Vice President

Req #: 170115652
Location: London, ENG, UK
Job Category: Compliance
Potential Referral Amount: 3500 Pound Sterling (GBP)
About J.P. Morgan Chase & Co
 
J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial transaction processing, asset management, private equity, commercial banking and financial services for consumers & small businesses. A component of the Dow Jones Industrial Average, J.P. Morgan Chase & Co. serves many of the world's most prominent corporate, institutional and government clients and millions of consumers in the United States and under its J.P. Morgan and Chase brands. Information about J.P. Morgan Chase & Co. is available at www.jpmorganchase.com.
 
About J.P. Morgan Corporate & Investment Bank
 
J.P. Morgan's Corporate & Investment Bank (CIB) is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With more than $20 trillion of assets under custody and $393 billion in deposits, the CIB provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. 
 
Business Description
 
Investor Services consists of four lines of business – Custody and Fund Services (CFS), Prime Services, Fixed Income Financing and Pricing Direct.  CFS is comprised of a number of products and services which include global and direct custody, fund accounting, transfer agency, middle office services, trust and fiduciary, custody foreign exchange services, liquidity management, agency securities lending and depositary receipts. 
 
Role Description
 
The successful candidate will report to the CFS UK Compliance Manager and assist in the compliance coverage of the CFS business, which includes coverage of custody and fund services products and services.  The key responsibilities of the role include:
  • Provision of advice on and interpretation of a wide range of regulatory and firm policy topics including a general compliance knowledge of Anti-money laundering and sanctions, conflicts management, Information barriers, data privacy and bank secrecy;
  • Work independently on advisory compliance tasks arising from the CFS business while ensuring a consistent approach across the region (where appropriate);
  • Assistance with implementation of new regulatory initiatives impacting the relevant products;
  • Assistance with the development and implementation of compliance policies;
  • Review and complete the compliance risk assessments for the relevant products;
  • Review of new business initiatives and assessment of their regulatory impact on the relevant products;
  • Assistance in the development and delivery of compliance training;
  • Participation in regulatory and client due diligence visits;
  • Develop and maintain strong relationships with other control functions;
  • Participate in management and governance meetings (where appropriate);
  • Work closely with the broader regional and global compliance team ensuring consistency across the teams with respect to the CFS compliance program and when issues are being addressed.
Role Requirements
 
These points have been carefully considered as being essential for the role.  Your background must accurately reflect all of these points for your application to be considered;
  1. Have relevant compliance, regulatory consulting, regulatory audit, regulatory risk or legal experience;
  2. Superior analytical and interpretative skills;
  3. Demonstrated capability to learn quickly and manage multiple demands;
  4. Strong communication and partnership building skills;
  5. Ability to identify potential issues and/or areas of improvement.
About J.P. Morgan Chase & Co:
 
J.P. Morgan serves one of the largest client franchises in the world. Our clients include corporations, institutional investors, hedge funds, governments and affluent individuals in more than 100 countries. J.P. Morgan is part of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.1 trillion.  The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. A component of the Dow Jones Industrial Average, JPMorgan Chase serves millions of clients and consumers under its JPMorgan and Chase, and WaMu brands.
 
J.P. Morgan offers an exceptional benefits program and a highly competitive compensation package.
J.P. Morgan is an Equal Opportunity Employer
 
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