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Corporate & Investment Bank- EMEA Compliance - Global Market Infrastructure (GMI) Compliance Director - Executive Director

Req #: 170116645
Location: London, ENG, UK
Job Category: Compliance
Potential Referral Amount: 3500 Pound Sterling (GBP)
About J.P. Morgan Chase & Co
J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial transaction processing, asset management, private equity, commercial banking and financial services for consumers & small businesses. A component of the Dow Jones Industrial Average, J.P. Morgan Chase & Co. serves many of the world's most prominent corporate, institutional and government clients and millions of consumers in the United States and under its J.P. Morgan and Chase brands. Information about J.P. Morgan Chase & Co. is available at
About J.P. Morgan Corporate & Investment Bank
J.P. Morgan's Corporate & Investment Bank (CIB) is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With more than $20 trillion of assets under custody and $393 billion in deposits, the CIB provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. 
Business Description
Global Market Infrastructures (GMI) is an intelligence and procurement function that connects JPM lines of business with local market participants and market infrastructures in the areas of clearing, settlement, safekeeping and servicing of financial assets as well as payment services.  GMI is positioned as a central function within JPMs Chief Administrative Office (CAO) organisation and works with a wide range of internal partners and control functions such as legal, risk, compliance, client services, marketing and others to support LOBs and external clients. 
GMI manage the procurement of services from agent banks and a range of market infrastructures such as securities depositories, payment systems, clearing houses and central counterparties, and provide ongoing oversight of the providers of these services.  GMI also provide information and expertise on market and industry developments, market regulations, risks and local market practices; including working directly with the Corporate & Investment Banks’s largest institutional investor client base
Our Compliance Function
With a diverse team of Compliance professionals supporting all areas of our business around the globe, the team is working diligently to be innovative and present all business partners with thoughtful and unique solutions to the challenges they face.  The Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals are delivered.
Role Description
The successful candidate will report to the Global Lead of Investor Services Compliance and will be the primary point of contact for the GMI team, working closely with other line of business compliance officers.  This is a newly created position within the compliance department, and the key responsibilities of the role include:
  • Provision of advice on and interpretation of a wide range of regulatory and firm policy topics including a general compliance knowledge of Anti-money laundering and sanctions, conflicts management, Information barriers, data privacy and bank secrecy;
  • Work independently on advisory compliance tasks arising from the GMI team while ensuring a consistent approach globally (where appropriate);
  • Assistance with implementation of new regulatory initiatives impacting the services that GMI provide;
  • Participation in regulatory visits and consult on regulatory responses on FMI related matters with business, Compliance, Legal and Risk Management leads;
  • Assistance with the development and implementation of compliance policies;
  • Review and complete the compliance risk assessments for the GMI relevant products and services;
  • Review of new business initiatives and assessment of their regulatory impact on the relevant products, including Agent Bank assessments;
  • Assistance in the development and delivery of compliance training;
  • Develop and maintain strong relationships with other control functions;
  • Prepare compliance management reporting as needed;
  • Participate in management and governance meetings (where appropriate);
  • Work closely with the broader regional and global compliance teams ensuring consistency across the teams with respect to the GMI compliance program and when issues are being addressed.
Role Requirements
  • Extensive financial services industry experience including relevant compliance, regulatory consulting, regulatory audit, regulatory risk or legal experience;
  • Superior analytical and interpretative skills;
  • Excellent written and verbal communication skills;
  • Demonstrated capability to learn quickly and manage multiple demands;
  • Experience in strategic initiatives, delivering results and change management;
  • Ability to identify root cause amongst the noise and identify potential issues and/or areas of improvement.
  • Proven ability to multi task as well as assess and change priorities;
  • Adept in working with people at all levels in the ogranisation and with various backgrounds;
  • Strong influencing skills and demonstrated success in working in large institution;
  • A high level of attention to detail.

JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co. is an Equal Opportunity Employer.    


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