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Supervisory Support Specialist - Chase Wealth Management - Central Supervision

Req #: 170115858
Location: Westerville, OH, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: 0 US Dollar (USD)
Supervisory Support Specialist – CWM Central Supervision - Westerville, OH
 
Description
The Supervisory Support Specialist provides the CWM Central and Field Supervision teams with administrative support for various functions thereby facilitating standardized oversight and assuring compliance with securities industry regulations and Firm policies.
 
Primary responsibilities include
 
*  Document intake and indexing for routing to appropriate supervisory teams for further review
*  Preparing and mailing service letters to Chase clients
*  Communicate identified escalations to Supervisory Managers for review
*  Periodic distribution of oversight reports to management
*  Project work and additional tasks as assigned by Supervision Management
Qualifications
Skills needed
*  Strong interpersonal, verbal, & written communication skills
*  Good organization skills & attention to detail
*  Good research, analytical and problem solving skills
*  Computer/navigational skills (Microsoft Office)
* Administrative experience preferred
* Knowledge of Investments is a plus
* High School Diploma or equivalent required
 
 
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