Apply Now    

Executive Director – WM Operations - Mumbai

Req #: 170100114
Location: Mumbai, MH, IN
Job Category: Operations
Potential Referral Amount: 50000 Indian Rupee (INR)


 

J.P. Morgan Asset & Wealth Management, with client assets of $2.4 trillion, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail investors in every major market throughout the world. The division offers investment management across all major asset classes including equities, fixed income, alternatives, multi-asset and money market funds. For individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages and deposits.

 

 

Wealth Management, Executive Director, Operations

 

The Operations team is responsible for monitoring , processing and ensuring timely settlements across all supported products like equity, FI, mutual funds etc within Wealth management in India GSC. Team ensure adequate controls exist within the functions and provide oversight to the activities by working closely with the functional operations leaders, other control officers and other lines of defense.

 

Description of Role

WM Operational team seeks an Executive Director to provide leadership excellence and ensuring operational practices are in compliance with relevant risk standards, policies and regulations in order to maintain an effective control environment and to help support the management and oversight of various risk and control-related projects.

Key Roles and Responsibilities:

 

·         Monitoring LOB compliance with Operational Risk Management Framework and internal oversight including firmwide op risk policies and procedures

·         Proactively analyzes potential operational risks within the business

·         Review  and credible challenge business unit’s documented operational risk processes and procedures

·         Provide a broad, metric and data-driven monitoring of key risk drivers, exposures, controls or potential risk events across processes; developing/leveraging metrics and KRI data (e.g., potential fraud, client complaints) to identify risk trends and themes

·         Develop analytical capabilities to support and challenge the operational risk assessment (RCSA) processes for the business

·         Promote risk and control awareness among  business units; serve as subject matter expert on organization-wide risk and control policies and procedures

·         Partner with various internal groups throughout Asset Management including Oversight and Control, Risk Management, Audit, Controllers as necessary

·         Partner with operations and technology to automate risk and control activities

 

 

Qualifications:

 

·         Experience associated with Asset Management, Wealth Management business is preferred

·         Working knowledge of banking operations, financial services laws and regulatory environment preferred

·         Excellent analytical and problem-solving skills; inquisitive nature and comfortable in challenging current practices

·         Confidence to take ideas forward and to challenge others, where appropriate

·         Proven ability to anticipate and identify risks and effective mitigants

·         Adept at developing relationships with senior business executives with a reputation for partnering across organization lines to mitigate risks

·         15+ years’ experience in financial services industry, with specific experience in Operational Risk, Finance,  Audit, Compliance or other controls related area is required 

·         Excellent communication skills, both verbal and written

·         Risk management certification like FRM / CRCMP / CIA preferred.

 

 

Apply Now    

Join our Talent Community

Not ready to apply? Leave your information with us and we will keep you up to date with new career opportunities.

Things to note

Sign in to our application system to continue your job search or update your profile.

Current employees sign in here. Contractors sign in here.

Any information you provide is confidential and will only be viewed by our recruiters in an effort to fill open positions. In addition, the information you provide is subject to our privacy policy practices.

Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.

The firm invites all interested and qualified candidates to apply for employment opportunities.

Need disability related assistance?

If you are a US or Canadian applicant with a disability who is unable to use our online tools to search and apply for jobs, please click here.

Important links

Click here to view the "EEO is the Law" poster.

Click here to view the "EEO is the Law" supplemental poster.

Click here to view our U.S. Pay Transparency Policy.

JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.