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CB - Transaction Processing Specialist - Team Member

Req #: 170110214
Location: Karnataka, IN, US
Job Category: Operations
Potential Referral Amount: 5000 Indian Rupee (INR)

J.P. Morgan is a leading global financial services firm, established over 200 years ago:

o We are the leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management.

o We have assets of $2.5 trillion and operations worldwide

o We operate in more than 100 markets.

o We have more than 243,000 employees globally.

Our wholesale businesses include J.P. Morgan’s Asset Management, Commercial Banking and the Corporate & Investment Bank which provide products and services to corporations, governments, municipalities, non-profits, institutions, financial intermediaries and high-net worth individuals and families.

Our corporate functions support the entire organization and include the following functions: Accounting, Audit, Finance, Human Resources, Operations, and Technology.



J.P. Morgan in India provides a comprehensive range of Corporate & Investment Banking, Commercial Banking, Asset & Wealth Management, and Corporate functions services and solutions to our clients, executing some of the most important financial transactions and providing essential strategic advice to our clients such as the government, large domestic and multi-national corporations, non-government organizations and financial institutions and investors. India is a key market for JPMorgan Chase globally and our employees in India are a critical part of how we do business globally and are integrated within our businesses. Our Global Service Centers (GSCs) are strategically positioned in Mumbai, Bangalore and Hyderabad to support the firm’s operations regionally and globally. The centers provide comprehensive strategic support across technology and business operations processing to all lines of business and the corporate functions.


The CB AML/KYC Program is in place to support Commercial Banking in implementing and sustaining AML/KYC firm wide standards across all CB business segments.  The AML/KYC Quality Control Specialist plays a critical role in the setup and recurring review of CB clients and associated activities.  They have strong working knowledge of performing due diligence and quality assurance functions and ensure that the firms KYC and AML requirements are met for all clients.  


·        Review and approval of KYC documentation, information, research and Due Diligence Forms (DDF) for new and existing clients

·        Ensure all required client documents/records are complete and accurate

·        Interpret and apply regulatory and compliance policies and procedures when reviewing DDFs to ensure that internal controls and regulatory processes are carried out

·        Ensure proper escalation, vetting and approval of Negative News and AML/Sanctions Alerts

o   Ensure negative news is appropriately documented and any mitigating factors identified

o   Liaise with internal teams discuss AML/KYC requirements and convey KYC approval status

·        Review and provide final approval on the AML risk rating for each client, ensuring that all appropriate due diligence has occurred and procedures properly applied, with immediate escalation of any variances   



·        B.A. Degree or equivalent preferred

·        Minimum 2-3 years' experience in financial services operations, compliance, risk management or client service preferred

  • Strong understanding of AML and BSA regulatory requirements preferred; CAMS certification is a plus
  • Knowledge of wholesale banking products, services and processing for treasury/depository, investments and credit preferred
  • Individual must be detail oriented and self-directing
  • Strong verbal and written communication skills are a must
  • High attention to detail
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