PURPOSE OF POSITION AND FUNCTION
Compliance Testing is a part of compliance function. To fulfill the commitment made by JPM to the OCC, "Office of Contemptroller and Control", an independent compliance testing function is to be established. It is responsible to deliver a risk-based compliance testing framework to support the bank's compliance with laws, regulations and bank policies. According to CBRC's Guideline for Compliance Risk Management of Commercial Banks, compliance department should perform compliance testing as part of its function.
Responsible for LIB compliance testing coverage to assess whether controls and procedures are designed to meet existing regulatory requirements and internal policies, and to ensure whether practices are carried out as required.
Responsibilities includes development and execution of compliance testing plan for LIB in coordination with country and regional compliance managers, in assisting various risk assessments, following up the status of prior issues/action plans and participation in location initiatives/special projects. In addition to China testing, there are opportunities to work on AP testing projects.
Previous working experience in financial industry, ideally in audit [internal and external], risk management and/or compliance is preferred.
Not ready to apply? Leave your information with us and we will keep you up to date with new career opportunities.
Sign in to our application system to continue your job search or update your profile.
Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.
The firm invites all interested and qualified candidates to apply for employment opportunities.
Need disability related assistance?
If you are a US or Canadian applicant with a disability who is unable to use our online tools to search and apply for jobs, please click here.
Click here to view the "EEO is the Law" poster.
Click here to view the "EEO is the Law" supplemental poster.
Click here to view our U.S. Pay Transparency Policy.
JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.