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Corporate – Compliance - Compliance Officer – Vice President (m/f)

Req #: 170101551
Location: Frankfurt, HE, DE
Job Category: Compliance
Potential Referral Amount: 5000 Euro (EUR)
About J.P. Morgan
J.P. Morgan is a leader in financial services, working in collaboration across the globe to deliver the best solutions and advice to meet our clients’ needs, anywhere in the world.  We operate in 150 countries, and hold leadership positions across our businesses.  We have an exceptional team of employees who work hard to do the right thing for our clients and the firm, every day.  This is why we are the most respected financial institution in the world – and why we can offer you an outstanding career.
Our business
The Compliance Germany team is part of the Global Compliance and Regulatory Management department which is responsible for the provision of compliance services to the Firm. The German Compliance team ensures in particular the adherence of laws and regulations relevant for the German J.P. Morgan legal entities itself and their employees such as the German Securities Act (Wertpapierhandelsgesetz – WpHG) and the provisions on the prevention of money laundering, terrorist financing and other criminal activities (Kreditwesengesetz – KWG, Geldwäschegesetz – GwG).
The opportunity is to join the Compliance team supporting the head of Compliance in implementing and maintaining appropriate standards for Compliance, AML/CTF/Fraud and Data Privacy as required by the relevant regulatory bodies and legislation.
Key responsibilities
  • Support the Frankfurt Head of Compliance on the implementation of the potential changes in the operating model for JPMAG
  • Support the local Compliance team with regard to Compliance practices enhancements
  • Work with the regional and global Compliance teams in developing a new Risk Assessment platform for JPMAG (legal entity focus)
  • Act as the local coordinator for Compliance in the New Business Approval Process
  • Advise on and implementation of regulatory changes
  • Advise on all regulatory reporting related matters
  • Execution of the local Compliance Monitoring and Control program
  • Preparation of local and functional management reporting as requested
  • Supporting the development and update of internal principles, policies, procedures as well as appropriate business and customer-related safeguards.
The role requires an enquiring mind, good analytic skills, good written and verbal communication skills. The successful candidate should be able to demonstrate the ability to write clearly and succinctly and to summarize complex matters precisely. The candidate needs to be able to work cross-functionally and confidently with colleagues and employees both in-country and abroad as wells as at all levels of the organization.
Essential skills
  • Strong background in Investment Banking Compliance or an equivalent role
  • Very good knowledge of German regulatory requirements
  • Profound knowledge of European stock exchange rules and regulations
  • Very good understanding of operating models
  • Excellent project management skills and very good writing skills (for policies and procedures)
  • Broad-based IT skills and application experience
  • Excellent time management skills
  • Ability to work under pressure and to deliver against tight deadlines
  • Ability to cover flexible working hours
  • Fluency in German and English is essential.
J.P. Morgan serves one of the largest client franchises in the world. Our clients include corporations, institutional investors, hedge funds, governments and affluent individuals in more than 100 countries. J.P. Morgan is part of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.5 trillion.  The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. A component of the Dow Jones Industrial Average, JPMorgan Chase serves millions of clients and consumers under its J.P. Morgan and Chase, and WaMu brands.

JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co. is an Equal Opportunity Employer.    

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