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Executive Director, Sr KYC Manager GHHN and Specialized Industries - Dallas, TX

Req #: 170097367
Location: Dallas, TX, US
Job Category: Operations
Potential Referral Amount: 0 US Dollar (USD)

The Senior KYC Manager will be part of Commercial Banking leading a team that supports client coverage with the fulfillment of AML/KYC requirements. The Senior KYC Manager will oversee the team's partnership with Bankers and AML/KYC Operations to ensure all client KYC records are compliant with regulatory standards, and will supervise to maintain high quality and timely completion of all client-level due diligence requirements. The Senior KYC Manager will work closely with the Segment/Group senior leadership. This role is managing a national Corporate Client Banking & Specialized Industries KYC Relationship Teams. The Senior KYC Manager will counsel the team in developing independent recommendations regarding AML and reputational risk at a client level. The Senior KYC Manager will report to the National KYC Executive.

 
Responsibilities include, but are not limited to:
  • Manage the overall AML/KYC function for the segment/group, including management duties (performance management, career planning, development, training), operational controls, and adherence to policies and procedures
  • Coach staff on the evaluation of client AML/reputational risk, including the identification of key issues and related mitigates, conducting independent research, verifying appropriate risk profile, and making independent risk assessment recommendations; serve as an escalation point for the AML/KYC team on related issues
  • Act as the team's key liaison with various groups like legal, compliance, credit, and operations, as well as interact directly with segment/group management to report on AML/KYC-related KPIs (key performance indicators)
  • Act as a resource to bankers by providing guidance on AML/KYC due diligence matters
  • Oversee the process for managing AML and reputational risk matters; act as a point of escalation for team members, bankers and functional partners in AML Compliance or Reputational Risk
  • Ensure standard processes, as well as role and responsibilities, of the AML/KYC team across the segment/group
  • Support consistent hiring and performance management practices; promote process improvement ideas and share best practices across the segment/group
  • Regularly evaluate due diligence commentary authored by staff for a fulsome analysis and assessment of client-level AML/reputational risk and sound recommendation to the client coverage team
  • Manage AML/KYC-related KPIs (key performance indicators) for the segment/group to ensure consistency in quality and timeliness of completion
  • Track and analyze segment/group quality control issues related to client due diligence and guide to resolution accordingly; escalate as appropriate
  • Utilize reporting to manage and direct the team in maintaining the accuracy and integrity of client data, including hierarchies and underlying reference data
  • Manage special projects, including remediation and others, as directed by regulators, internal audit, etc.
Requirements include, but are not limited to:
  • BS/BA Degree; MBA or other graduate degree is a plus
  • Minimum of 5-8 years in banking operations, compliance, audit, or management experience, preferably in Corporate/Commercial Banking
  • Ability to interpret and apply regulatory and compliance policies and procedures when establishing guidelines, metrics, and processes
  • Strong client focus and interpersonal leadership, partnership and influencing skills
  • Some travel (approximately 25%)

 

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