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Asset and Wealth Management - Senior Auditor - Assistant Vice President

Req #: 170095045
Location: New York, NY, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: 3000 US Dollar (USD)

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com

 

J.P. Morgan is a global leader in Asset Management with over $2 trillion in assets under supervision, including over $1.4 trillion in actively managed portfolios, and annual revenue of approximately $10 billion. AM serves institutional, high net worth and retail clients in every major market throughout the world through the following client businesses: J.P. Morgan Asset Management, Highbridge Capital Management, and Wealth Management which includes the Private Bank and J.P. Morgan Securities. AM offers global investment management in equities, fixed income, real estate, hedge funds, private equity and liquidity, including money market instruments and bank deposits. AM also provides trust and estate, banking and brokerage services to high-net-worth clients, and retirement services for corporations and individuals.

 

The JPMorgan Chase & Co Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. The global Audit Department has in excess of 1,000 Audit Officers.

 

Asset and Wealth Management Audit Team is responsible for assessing the adequacy of the control environments across all the AM businesses including Wealth Management, Investment Management, and Highbridge. This is achieved through a program of audit coverage which is performed and managed by a global team of integrated technology and financial business specialists.

 

Position Description:

The Wealth Management Senior Auditor (AVP) position is based in New York and responsible for audit coverage of the US Wealth Management business reporting directly to the team lead. This position is responsible for assisting with audit project management, audit execution, and relationship management for key business functions and groups within wealth management.

 

The applicant must be an experienced professional who possesses strong auditing skills, good knowledge of the private banking/wealth management business, financial instruments and products, and a strong understanding of internal control systems within a financial institution.

  • Minimum bachelors degree in Accounting, Finance, Economics or related discipline
  • 5+ years of Asset Management/Wealth Management audit or business experience
  • Detailed knowledge of products and services provided within a Wealth Management business including investment management and specialty wealth advisory services, brokerage, and banking
  • Knowledge of applicable laws and regulatory requirements banking (specifically OCC 12 CFR 9) and broker/dealer regulations
  • Proven ability to build strong partnerships with key stakeholders, desire to learn quickly, be flexible and think strategically
  • Proven ability to be able to multi task and be able to change priorities
  • Works well individually, and in teams, shares information, supports colleagues and encourages participation
  • Strong skills in time management, problem solving, written and oral communication
  • Enthusiastic, self motivated, effective under pressure and willing to take personal risk and accountability
  • Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
  • Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
  • Professional accountancy qualification and/or other professional certifications, such as CFIRS, CFA, or CIA are a plus.
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