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Corporate & Investment Banking - Finance/Capital Planning/CCAR - Senior Auditor - Associate

Req #: 170091551
Location: New York, NY, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: 3000 US Dollar (USD)


JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at


The Audit Department provides the Board of Directors, senior management and regulators with an independent assessment of JPMorganChase's (JPMC) control environment. Audit works closely with the Lines of Business (LOBs) and their support functions to achieve its mission through the execution of a comprehensive audit program designed to test the effectiveness of the controls in place to mitigate the risks inherent in each business.


The CIB Finance Audit Team manages a program of coverage over the CIB financial controls, including integrity/accuracy of financial statements, compliance with applicable accounting standards and regulatory reporting requirements, adequacy of capital computations and forecasting, and accuracy of legal entity booking and controls.


This role is an Assistant Vice President – Senior Auditor on the North America CIB Finance audit team, based in New York. It provides the opportunity to gain an understanding of JPMC's CIB businesses, legal entity structure, internal financial reporting practices, management reporting and external/regulatory reporting. Key responsibilities include the execution of the annual audit plan, performing and documenting audit testing, and communicating audit results to management.



  • Drive all aspects of audit execution, including audit planning, testing, control evaluation, drafting audit issues, work paper documentation and verification of action plan closure. This may include acting as individual contributor or overseeing work on other auditors in planning, testing and reporting on the effectiveness of controls environment. The work is conducted in accordance with department and professional standards and will require the presentation of issues to client management.
  • Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value.
  • Stay up to date with evolving accounting, regulatory and market developments impacting the CIB Finance units.
  • Bachelor's degree (or relevant financial services experience) required
  • Minimum of 6+ years audit, regulatory, operational risk or relevant business line/accounting experience
  • CPA designation preferred
  • Prior experience in Big 4 accounting preferred
  • Exposure to Capital Markets/Investment Banking businesses preferred
  • Understanding of broker dealer regulatory reporting a plus
  • Exposure to capital planning and forecasting processes a plus
  • Ability to effectively and efficiently execute audit testing, complete audit workpaper documentation, manage deadlines, multi-task, oversee work of team members and participate in audit assignments in a team environment
  • Self-starter with excellent communication and interpersonal skills and ability to present issues to management
  • Enthusiastic, motivated, willing to learn, and effective under pressure
  • Ability to work well individually and in teams, share information, support colleagues and encourage participation

** Any candidate not meeting ALL the requirements can be consider for an Associate, Auditor position.

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