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Wealth Management - Operational Due Diligence - Executive Director - New York

Req #: 170011188
Location: New York, NY, US
Job Category: Asset Management
Potential Referral Amount: 0 US Dollar (USD)
J.P. Morgan Global Wealth Management
Managed Solutions & Strategy – Operational Due Diligence - NYC
Managed Solutions and Strategy encompasses the discretionary investment offerings for clients, including multi-asset and single asset-class strategies as well as the manager selection platform.  The hallmark of our business is the trusted relationship that we build with each of our clients. The highest expression of that trust is our clients' willingness to give us discretion over managing their assets. Over the years, the depth and number of those trusted relationships have continued to expand resulting in $298 billion in managed assets across GWM as of June 30.  [EMK1] 
We are seeking a senior level operational due diligence professional to work with our Operational Due Diligence team within the Investment Director team. This candidate’s primary responsibility will be to lead the operational due diligence process for long-only / liquid alternative investment managers and will therefore collaborate with our Manager Selection team. The candidate should have experience performing due diligence on both ‘40 Act and UCITS investment structures.
Potential responsibilities include:
  • Execution of an operational due diligence process specifically tailored to ’40 Act mutual funds and UCITS funds
  • Presentation of operational due diligence findings to the global investment review committee as well as the global investment performance governance committee
  • Interaction with 3rd party investment managers to assess business structure, operational processes, valuation practices, compliance policies, technology infrastructure, and counterparty/collateral management
  • Interaction with various service providers including fund administrators, custodians, trustees, and auditors

  • Significant (5-10 years) experience in a similar role
  • Related experience in prime brokerage, operations, audit, compliance, and/or consulting
  • Strong communication skills and presence to lead interviews with “C-suite” professionals
  • Extensive knowledge of financial markets and various security types (including derivatives)
  • Understanding of investment strategies and fund structures
  • Series & & 63 licenses required, however unlicensed candidates will be considered and required to obtain licenses within 90 days of start date
  • Strong academic credentials
  • JD, MBA, CFA, CAIA, or FRM is a plus
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