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Project Manager, Fiduciary Supervision - Chase Wealth Management

Req #: 170046528_1
Location: Columbus, OH, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: 1000 US Dollar (USD)
Primary responsibilities include: 
  • Support CWM fiduciary initiatives via project planning; reporting, MIS, oversight
  • Support CWM efforts to enhance existing fiduciary related reporting/metrics, with focus on RIA fiduciary business
  • Support firmwide fiduciary initiatives (e.g. cross LOB issue reviews)
  • Support regular reviews and updates for Part 9 procedures.
  • Support regular reviews and updates for CWM Fiduciary related RCSA / controls
* Excellent computer navigational skills (Microsoft Office)
* At least five years of securities/investment industry experience required
* Three years of supervisory or project management experience required
* Retail brokerage experience strongly preferred
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