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Asset Management - Operations Regulatory Reporting, Associate

Req #: 180012031
Location: Newark, DE, US
Job Category: Operations
Potential Referral Amount: 0 US Dollar (USD)

JPMorgan Asset Management Operations is located on the Morgan Christiana Campus in Newark, Delaware.  The Operations team supports functions for the Front and Middle Office groups that are located in New York, NY and Columbus, Ohio.  Functions in Investment Management Operations include Portfolio Services, Cash Operations, Reconciliations, Fee Billing and Regulatory Reporting.


The AM Operations Regulatory Reporting team provides reporting to the Securities Exchange Commission (SEC), the National Futures Association (NFA), the Department of Labor (DOL), and the Department of the Treasury.  The team supports 30+ reports of varying frequency (weekly, monthly, quarterly, and annual).


Responsibilities include:

*initiating the data collection, validation, and submission of regulatory reports to internal and external entities

*Ensure the accuracy and completeness of reports

*Ensuring all procedures are up-to-date and reflect the most recent changes to regulations supported

*Respond to requests for information from business teams, compliance, or legal as needed

*Improve data quality by identifying data issues and work to remove root causes for data discrepancies



*Bachelor's Degree

*Prior regulatory reporting experience preferred

*Detail oriented

*Process and methodology experience a plus

*Strong organization, time management, and communication skills

*Self-motivated individual with the ability to identify issues and resolve them or escalate when necessary

*Competent in MS Excel

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