Apply Now    

Wealth Management - JP Morgan Securities - Product & Investments Controls, Risk Supervisory Manager - Associate - New York, NY

Req #: 180025079
Location: Brooklyn, NY, US
Job Category: Asset Management
Potential Referral Amount: 0 US Dollar (USD)
The Product & Investment Controls team supports JPMorgan Securities (JPMS) in ensuring a consistent approach to interpreting rules, regulations, policies and procedures within a control environment.
Evaluation Criteria:
The successful candidate has the ability to implement best practices and track accountability. The candidate will effectively present data and analysis. The expectation is that the candidate is able to work in a fast-paced environment meeting daily deliverable timelines. The candidate should also be able to work independently, take initiative and think strategically to solve problems. 
  • Monitor requirements and controls in JPMS wealth management business division
  • Regularly collaborate and communicate with various partners
  • Identify, track and escalate issues and follow through to resolution
  • Create documentation, procedures, presentations, and status updates as needed
  • Develop strong relationships and gain the confidence of peers and colleagues
  • Wealth management experience as a supervisory manager, regulator, compliance, audit or surveillance with a understanding of products and services
  • At least 3-6 years of experience in the Financial Services and/or Banking industry
  • Wealth Management experience in a controls environment as WM branch manager, regulator, compliance, audit, surveillance
  • Team player with organizational and multitasking skills
  • Commitment to quality and control
  • Ability to think creatively and recommend/implement process improvements
  • Proficient PC skills
  • B.A. / B.S. Degree  
  • Series 7, 66, 9/10 required, must be able to obtain 24
Apply Now    

Join our Talent Community

Not ready to apply? Leave your information with us and we will keep you up to date with new career opportunities.

Things to note

Sign in to our application system to continue your job search or update your profile.

Current employees sign in here. Contractors sign in here.

Any information you provide is confidential and will only be viewed by our recruiters in an effort to fill open positions. In addition, the information you provide is subject to our privacy policy practices.

Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.

The firm invites all interested and qualified candidates to apply for employment opportunities.

Need disability related assistance?

If you are a US or Canadian applicant with a disability who is unable to use our online tools to search and apply for jobs, please click here.

Important links

Click here to view the "EEO is the Law" poster.

Click here to view the "EEO is the Law" supplemental poster.

Click here to view our U.S. Pay Transparency Policy.

JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.