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Wealth Management - JP Morgan Securities - Product & Investments Controls, Risk Supervisory Manager - Associate - New York, NY

Req #: 180024864
Location: Brooklyn, NY, US
Job Category: Asset Management
Potential Referral Amount: 0 US Dollar (USD)
The Product & Investment Controls team supports JPMorgan Securities (JPMS) in ensuring a consistent approach to interpreting rules, regulations, policies and procedures within a control environment.
Evaluation Criteria:
The successful candidate has the ability to implement best practices and track accountability. The candidate will effectively present data and analysis. The expectation is that the candidate is able to work in a fast-paced environment meeting daily deliverable timelines. The candidate should also be able to work independently, take initiative and think strategically to solve problems. 
  • Monitor requirements and controls in JPMS wealth management business division
  • Regularly collaborate and communicate with various partners
  • Identify, track and escalate issues and follow through to resolution
  • Create documentation, procedures, presentations, and status updates as needed
  • Develop strong relationships and gain the confidence of peers and colleagues
  • Wealth management experience as a supervisory manager, regulator, compliance, audit or surveillance with a understanding of products and services
  • At least 3-6 years of experience in the Financial Services and/or Banking industry
  • Wealth Management experience in a controls environment as WM branch manager, regulator, compliance, audit, surveillance
  • Team player with organizational and multitasking skills
  • Commitment to quality and control
  • Ability to think creatively and recommend/implement process improvements
  • Proficient PC skills
  • B.A. / B.S. Degree  
  • Series 7, 66, 9/10 required, must be able to obtain 24
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