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Wealth Management – Luxembourg Business Controls Management: Control Officer - Executive Director/VP

Req #: 180015273
Location: London, ENG, UK
Job Category: Asset Management
Potential Referral Amount: 3500 Pound Sterling (GBP)

JPMorgan Chase & Co. is a leading global financial services firm with assets of more than $2.4 trillion, over 250,000 employees and operations in over 60 countries. It operates across four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking and Consumer and Community Banking. 

J.P. Morgan Asset & Wealth Management advises institutions, endowments, foundations and families through Asset Management and Wealth Management. Our Wealth Management business includes J.P. Morgan Private Bank, J.P. Morgan Securities and Chase Wealth Management.

Group Description: 


Within Wealth Management, the Global Controls Management (GCM) organisation’s primary function is to (i) ensure a sustainable and disciplined end-to-end control environment for WM; (ii) identify and escalate issues with a sense of urgency; and, (iii) partner with the business to ensure timely remediation of issues. 

Global Controls Management works in partnership with the business, as the first line of defence. The team assists in immediate, real time critical control issue detection, escalation.

Role Description:

The Oversight and Control (O&C) Team forms part of Regional Testing & Oversight (RT&O) whose primary function is to ensure that the control environment within the  WM EMEA Front Office (Line of Business / LOB ) is both sustainable and robust.

As part of the focus on future state Legal Entity strategy and booking model in the EMEA region forecast to be effective in 2019, we are looking to hire a Control Officer who will initially be based in London with a view to move to Luxembourg to support Wealth Management activities.

Responsibilities include but are not limited to the following:
  • Overseeing end-to-end control environment and policy compliance for the respective business area
  • Driving consistency of control standards and programs across regions, LOBs, Regions (Products, Locations, and Functions)
  • Manage and oversee the following core control programmes aligned to Firmwide framework :
    • End-to-End process reviews
    • Risk and Control Self-Assessment
    • New Business Initiative Approval
    • Regulatory management, including Pre-KEYS validation, Pre-audit testing, Pre-regulatory review prep and Post-audit action plan review
    • Implementation of corporate O&C programs
  • Assist with error remediation including  error root cause analysis
  • Assist with regulatory and audit remediation activities
  • Assist with the identification of control gaps and  improvement of controls
  • Provide guidance and on-the-ground training on controls, controls substantiation, root cause analysis, etc.


Qualifications & Key Skills:

  • Relevant experience in the controls,  risk management or audit arena; a proven aptitude in identifying risks and proposing solutions 

  • Excellent organizational skills, a sense of urgency and attention to detail, including the ability to manage multiple asks to tight deadlines and re-prioritise as required 

  • Strong communication skills: the role will involve issue escalation and communicating with Stakeholders and Business Partners of varying levels, with diverse roles and different native languages 

  • Sound knowledge of Microsoft tools; knowledge of SharePoint and Visio a plus 

  • A strong interest in financial markets and products  

  • Ability to adapt to a rapidly changing business environment, quickly assess situations, and  capitalize on change

  • Result-driven, with attention to detail, passion for driving best practices, and skilled at diplomatically breaking down barriers and obstacles 

JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co. is an Equal Opportunity Employer.

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