Apply Now    

Corporate Compliance - CIO and Treasury Compliance Manager - Vice President

Req #: 180017710
Location: New York, NY, US
Job Category: Compliance
Potential Referral Amount: 0 US Dollar (USD)

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at

In this position, you will assist a team of Compliance Officers responsible for delivering the compliance program to the Chief Investment Office and Corporate Treasury ("TCIO") based in New York.

Job Responsibilities include:

  • Assist in development, implementation and maintenance of policies and procedures designed to address relevant banking and securities regulations, corporate policies and market practices related to the Firm's capital raising, funding, liquidity, and asset-liability management activities.
  • Preparation and coordination of delivery of information regarding the TCIO Compliance program both within Compliance and the businesses.
  • Assist in preparation, development and administration of training programs regarding the Firm's policies and procedures.
  • Assist on projects within the Compliance Department, as well as the TCIO businesses, addressing specific regulatory developments and initiatives.
  • Minimum 5+ years of experience at a financial institution/bank-holding company in a legal or compliance role, regulatory institution (SEC, CFTC, OCC or FED) or law firm.
  • BA/BS degree or a similar required.
  • JD preferred, but not required.
  • Experience advising on regulations related to bank funding, investment and liquidity management activities.
  • Candidate must be able to develop and build relationships at all levels within the business being supported, as well as colleagues in Compliance and other control functions.
  • Ability to work in a fast-paced environment, make decisions based on sound judgment, and utilize the network of product and regulatory specialists as needed.
  • Strong analytical skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory and business issues.
  • Excellent interpersonal, leadership, organizational and communication (verbal and written) skills.
  • Excellent document and training presentation required
  • Proficient in Word, Excel and PowerPoint.

**Any candidate not meeting ALL the qualifications can be considered for a Sr. Compliance Officer, Associate position.

Apply Now    

Join our Talent Community

Not ready to apply? Leave your information with us and we will keep you up to date with new career opportunities.

Things to note

Sign in to our application system to continue your job search or update your profile.

Current employees sign in here. Contractors sign in here.

Any information you provide is confidential and will only be viewed by our recruiters in an effort to fill open positions. In addition, the information you provide is subject to our privacy policy practices.

Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.

The firm invites all interested and qualified candidates to apply for employment opportunities.

Need disability related assistance?

If you are a US or Canadian applicant with a disability who is unable to use our online tools to search and apply for jobs, please click here.

Important links

Click here to view the "EEO is the Law" poster.

Click here to view the "EEO is the Law" supplemental poster.

Click here to view our U.S. Pay Transparency Policy.

JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.