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Corporate & Investment Bank - Investor Services - Senior Auditor - Associate

Req #: 180013210
Location: New York, NY, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: 3000 US Dollar (USD)


JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at


The JPMorgan Chase & Co Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. The global Audit Department has in excess of 1,000 Audit Officers.


The Investor Services Audit team is responsible for assessing the adequacy of the control environments across all of the businesses. This is achieved through a program of audit coverage which is performed and managed by a team of integrated financial and technology business specialists.


In addition, the team is involved in assessing the adequacy of control around various projects including re-organizations, off-shoring, and product development. This group is one of the world's largest providers of cash and treasury management services; services provided include payments, receivables, escrow and bankruptcy services, trade finance and logistics, wholesale cards, and documentation management capabilities.


The Investor Services Audit Team is responsible:

  • Financial, operational, credit and regulatory risk audit work performed for Investor Services.
  • Plan, execute and document audit reports for audits conducted within the Investor Services business, including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure.
  • Ensure audits are completed timely and within budget.
  • Work closely with audit colleagues located across the globe in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders.
  • Develop recommendations to strengthen internal controls and improve operational efficiency.
  • Partner with business management, other control groups (i.e. risk management, compliance, fraud prevention), external auditors, and regulators establishing strong working relationships while maintaining independence.
  • Bachelor's degree (or relevant financial services experience) required 
  • CPA and/or Advanced Degree in Finance or Accounting is preferred
  • Minimum 5 years experience in public accounting or financial services firm, preferably strong knowledge of the Investor Services business, including Custody and Fund Services
  • Proven ability to build strong partnerships with key stakeholders, desire to learn quickly, be flexible and think strategically
  • Proven ability to be able to multi task as well as asses and change priorities
  • Works well individually, and in teams, shares information, supports colleagues and encourages participation
  • Strong skills in time management, problem solving, written and oral communication
  • Enthusiastic, self motivated, effective under pressure and willing to take personal risk and accountability
  • Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
  • Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
  • Fiduciary/Regulation 9 experience as well as Certified Fiduciary & Investment Risk Specialist designation are preferred.
  • Flexibility to travel as required



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